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Case Summary
2935 REVIEW DENIED A securities broker-dealer has no duty to supervise its independent contractors in selling securities in which it has no economic interest to persons with whom it has no relationship, and federal laws do not impose such a duty. Citation ASPLUND v SELECTED INVESTMENTS (Bad Investment) 86 CA4 26 [See: Hollinger v Titan 914 F2 1564; Hauser v Farrell 14 F3 1338]

2001 Case Summaries

JAN: 2908 | 2909 | 2910 | 2911 | 2912 | 2913 | 2914 | 2915 | 2916 | 2917 | 2918 | 2919 | 2920 | 2921 | 2922 | 2923 | 2924 | 2925 | 2926 | 2927 | 2928 | 2929 | 2930 | 2931 | 2932 |
FEB: 2933 | 2934 | 2935 | 2936 | 2937 | 2938 | 2939 | 2940 | 2941 | 2942 | 2943 | 2944 | 2945 | 2946 | 2947 | 2948 | 2949 | 2950 | 2951 | 2952 | 2953 | 2954 | 2955 | 2956 | 2957 | 2958 | 2959 | 2960 |
MAR: 2961 | 2962 | 2963 | 2964 | 2965 | 2966 | 2967 | 2968 | 2969 | 2970 | 2971 | 2972 | 2973 | 2974 | 2975 | 2976 | 2977 | 2978 | 2979 | 2980 | 2981 | p0001 | p0002 | p0003 | p0004 | p0005 | p0006 | p0007 | p0008 | p0009 | p0010 | p0011 | p0012 | p0013 | p0014 | p0015 | p0016 | p0017 | p0018 | p0019 | p0020 | p0021 | p0022 | p0023 |
APR: 2982 | 2983 | 2984 | 2985 | 2986 | 2987 | 2988 | 2989 | 2990 | 2991 | 2992 | 2993 | 2994 | 2995 | 2996 | 2997 | 2998 | 2999 | 3000 | 3001 | 3002 | 3003 |
MAY: 3004 | 3005 | 3006 | 3007 | 3008 | 3009 | 3010 | 3011 | 3012 | 3013 | 3014 | 3015 | 3016 | 3017 | 3018 | 3019 | 3020 | 3021 | 3022 | 3023 | 3024 | 3025 | 3026 | p0024 | p0025 | p0026 | p0027 | p0028 | p0029 | p0030 | p0031 | p0032 | p0033 | p0034 | p0035 | p0036 | p0037 | p0038 | p0039 | p0040 | p0041 | p0042 | p0043 | p0044 | p0045 | p0046 | p0047 | p0048 | p0049 |
JUN: 3027 | 3028 | 3029 | 3030 | 3031 | 3032 | 3033 | 3034 | 3035 | 3036 | 3037 | 3038 | 3039 | 3040 | 3041 | 3042 | 3043 | 3044 | 3045 |
JUL: 3046 | 3047 | 3048 | 3049 | 3050 | 3051 | 3052 | 3053 | 3054 | 3055 | 3056 | 3057 | 3058 | 3059 | 3060 | 3061 | 3062 | 3063 | 3064 | 3065 | 3066 | 3067 | 3068 | p0050 | p0051 | p0052 | p0053 | p0054 | p0055 | p0056 | p0057 | p0058 | p0059 | p0060 | p0061 | p0062 | p0063 | p0064 | p0065 | p0066 | p0067 | p0068 | p0069 | p0070 | p0071 | p0072 | p0073 | p0074 | p0075 | p0076 | p0077 |
AUG: 3069 | 3070 | 3071 | 3072 | 3073 | 3074 | 3075 | 3076 | 3077 | 3078 | 3079 | 3080 | 3081 | 3082 | 3083 | 3084 | 3085 | 3086 | 3087 | 3088 |
SEP: 3089 | 3090 | 3091 | 3092 | 3093 | 3094 | 3095 | 3096 | 3097 | 3098 | 3099 | 3100 | 3101 | 3102 | 3103 | 3104 | 3105 | 3106 | 3107 | 3108 | 3109 | 3110 | 3111 | p0078 | p0079 | p0080 | p0081 | p0082 | p0083 | p0084 | p0085 | p0086 | p0087 | p0088 | p0089 | p0090 | p0091 | p0092 | p0093 | p0094 | p0095 | p0096 | p0097 | p0098 | p0099 | p0100 | p0101 | p0102 | p0103 | p0104 | p0105 | p0106 |
OCT: 3112 | 3113 | 3114 | 3115 | 3116 | 3117 | 3118 | 3119 | 3120 | 3121 | 3122 | 3123 | 3124 | 3125 | 3126 | 3127 | 3128 | 3129 |
NOV: 3130 | 3131 | 3132 | 3133 | 3134 | 3135 | 3136 | 3137 | 3138 | 3139 | 3140 | 3141 | 3142 | 3143 | 3144 | 3145 | 3146 | 3147 | p0107 | p0108 | p0109 | p0110 | p0111 | p0112 | p0113 | p0114 | p0115 | p0116 | p0117 | p0118 | p0119 | p0120 | p0121 | p0122 | p0123 | p0124 | p0125 | p0126 |
DEC: 3148 | 3149 | 3150 | 3151 | 3152 | 3153 | 3154 | 3155 | 3156 | 3157 | 3158 | 3159 | 3160 | 3161 | 3162 | 3163 | 3164 | 3165 | 3166 | 3167 | 3168 | 3169 | 3170 | 3171 |

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